REG - Goldman Sachs (EPT) Anglo American PLC - Form 8.5 (EPT/RI) - Anglo American
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | (GS) GOLDMAN SACHS INTERNATIONAL |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | ANGLO AMERICAN PLC |
(c) Name of the party to the offer with which exempt principal trader is connected: | ANGLO AMERICAN PLC |
(d) Date dealing undertaken: | 26 April 2024 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state "N/A" | YES - disclosed previously for BHP GROUP LIMITED |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
USD 0.54945 ordinary | Purchases | 2,768,214 | 27.2075 GBP | 25.1950 GBP |
USD 0.54945 ordinary | Sales | 2,438,779 5,481 | 27.1225 GBP 30.2323 EUR | 25.1850 GBP 30.2323 EUR |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
USD 0.54945 ordinary | CFD | Reducing a short position | 6,297 | 20.8033 GBP |
USD 0.54945 ordinary | CFD | Reducing a short position | 2,457 | 20.8033 GBP |
USD 0.54945 ordinary | CFD | Opening a long position | 5,534 | 20.8033 GBP |
USD 0.54945 ordinary | CFD | Reducing a short position | 12,702 | 20.8033 GBP |
USD 0.54945 ordinary | CFD | Reducing a short position | 3,701 | 20.8033 GBP |
USD 0.54945 ordinary | CFD | Reducing a short position | 2,126 | 20.8033 GBP |
USD 0.54945 ordinary | CFD | Reducing a short position | 709 | 20.8033 GBP |
USD 0.54945 ordinary | CFD | Reducing a short position | 6,474 | 20.8033 GBP |
USD 0.54945 ordinary | CFD | Opening a long position | 164 | 25.3673 GBP |
USD 0.54945 ordinary | CFD | Opening a long position | 152 | 25.3673 GBP |
USD 0.54945 ordinary | CFD | Opening a long position | 338 | 25.3673 GBP |
USD 0.54945 ordinary | CFD | Opening a long position | 2,760 | 25.3673 GBP |
USD 0.54945 ordinary | CFD | Reducing a long position | 52 | 25.4025 GBP |
USD 0.54945 ordinary | CFD | Reducing a short position | 135 | 25.4166 GBP |
USD 0.54945 ordinary | CFD | Opening a long position | 81 | 25.4166 GBP |
USD 0.54945 ordinary | CFD | Reducing a short position | 148 | 25.4166 GBP |
USD 0.54945 ordinary | CFD | Opening a long position | 88 | 25.4166 GBP |
USD 0.54945 ordinary | CFD | Reducing a short position | 2,476 | 25.4167 GBP |
USD 0.54945 ordinary | CFD | Opening a long position | 1,468 | 25.4167 GBP |
USD 0.54945 ordinary | CFD | Reducing a short position | 304 | 25.4167 GBP |
USD 0.54945 ordinary | CFD | Opening a long position | 180 | 25.4167 GBP |
USD 0.54945 ordinary | CFD | Reducing a long position | 7,014 | 25.4416 GBP |
USD 0.54945 ordinary | CFD | Reducing a short position | 187 | 25.8773 GBP |
USD 0.54945 ordinary | CFD | Reducing a short position | 257 | 25.9210 GBP |
USD 0.54945 ordinary | CFD | Reducing a long position | 40,000 | 26.0247 USD |
USD 0.54945 ordinary | CFD | Reducing a short position | 4,410 | 26.0896 GBP |
USD 0.54945 ordinary | CFD | Reducing a long position | 5,000 | 26.0904 GBP |
USD 0.54945 ordinary | CFD | Reducing a short position | 161 | 26.1642 GBP |
USD 0.54945 ordinary | CFD | Reducing a short position | 921 | 26.1703 GBP |
USD 0.54945 ordinary | CFD | Reducing a short position | 10 | 26.1940 GBP |
USD 0.54945 ordinary | CFD | Reducing a short position | 84 | 26.2139 GBP |
USD 0.54945 ordinary | CFD | Reducing a short position | 107 | 26.2161 GBP |
USD 0.54945 ordinary | CFD | Reducing a short position | 73 | 26.2190 GBP |
USD 0.54945 ordinary | CFD | Reducing a short position | 126 | 26.2212 GBP |
USD 0.54945 ordinary | CFD | Reducing a short position | 8 | 26.2217 GBP |
USD 0.54945 ordinary | CFD | Reducing a long position | 22,680 | 26.2252 GBP |
USD 0.54945 ordinary | CFD | Reducing a long position | 88,460 | 26.2252 GBP |
USD 0.54945 ordinary | CFD | Reducing a long position | 29,560 | 26.2252 GBP |
USD 0.54945 ordinary | CFD | Reducing a short position | 350,000 | 26.2572 GBP |
USD 0.54945 ordinary | CFD | Reducing a short position | 2,495 | 26.2925 GBP |
USD 0.54945 ordinary | CFD | Reducing a short position | 2,147 | 26.2927 GBP |
USD 0.54945 ordinary | CFD | Reducing a short position | 570 | 26.2970 GBP |
USD 0.54945 ordinary | CFD | Reducing a short position | 216 | 26.2990 GBP |
USD 0.54945 ordinary | CFD | Opening a short position | 125 | 26.3132 GBP |
USD 0.54945 ordinary | CFD | Opening a short position | 61 | 26.3132 GBP |
USD 0.54945 ordinary | CFD | Opening a short position | 26 | 26.3132 GBP |
USD 0.54945 ordinary | CFD | Opening a short position | 1,183 | 26.3132 GBP |
USD 0.54945 ordinary | CFD | Opening a short position | 56 | 26.3132 GBP |
USD 0.54945 ordinary | CFD | Increasing a short position | 15,562 | 26.3262 GBP |
USD 0.54945 ordinary | CFD | Increasing a short position | 15,632 | 26.3262 GBP |
USD 0.54945 ordinary | CFD | Reducing a short position | 436 | 26.3264 GBP |
USD 0.54945 ordinary | CFD | Opening a short position | 2,476 | 26.3272 GBP |
USD 0.54945 ordinary | CFD | Reducing a long position | 2,760 | 26.3272 GBP |
USD 0.54945 ordinary | CFD | Reducing a long position | 338 | 26.3272 GBP |
USD 0.54945 ordinary | CFD | Opening a short position | 304 | 26.3272 GBP |
USD 0.54945 ordinary | CFD | Opening a short position | 135 | 26.3272 GBP |
USD 0.54945 ordinary | CFD | Reducing a long position | 152 | 26.3272 GBP |
USD 0.54945 ordinary | CFD | Reducing a long position | 164 | 26.3272 GBP |
USD 0.54945 ordinary | CFD | Opening a short position | 148 | 26.3272 GBP |
USD 0.54945 ordinary | CFD | Opening a short position | 27 | 26.3525 GBP |
USD 0.54945 ordinary | CFD | Reducing a long position | 145 | 26.3525 GBP |
USD 0.54945 ordinary | CFD | Reducing a long position | 38 | 26.3525 GBP |
USD 0.54945 ordinary | CFD | Opening a short position | 25 | 26.3532 GBP |
USD 0.54945 ordinary | CFD | Opening a short position | 446 | 26.3532 GBP |
USD 0.54945 ordinary | CFD | Reducing a short position | 4 | 26.3889 GBP |
USD 0.54945 ordinary | CFD | Reducing a short position | 2 | 26.3889 GBP |
USD 0.54945 ordinary | CFD | Reducing a short position | 2 | 26.3889 GBP |
USD 0.54945 ordinary | CFD | Reducing a short position | 2 | 26.3889 GBP |
USD 0.54945 ordinary | CFD | Reducing a short position | 138 | 26.3907 GBP |
USD 0.54945 ordinary | CFD | Reducing a short position | 5 | 26.3953 GBP |
USD 0.54945 ordinary | CFD | Opening a short position | 312 | 26.4046 GBP |
USD 0.54945 ordinary | CFD | Opening a short position | 287 | 26.4046 GBP |
USD 0.54945 ordinary | CFD | Opening a short position | 2,928 | 26.4046 GBP |
USD 0.54945 ordinary | CFD | Opening a short position | 1,022 | 26.4046 GBP |
USD 0.54945 ordinary | CFD | Opening a short position | 1,952 | 26.4046 GBP |
USD 0.54945 ordinary | CFD | Opening a short position | 5,236 | 26.4046 GBP |
USD 0.54945 ordinary | CFD | Opening a short position | 55 | 26.4046 GBP |
USD 0.54945 ordinary | CFD | Reducing a short position | 72 | 26.4099 GBP |
USD 0.54945 ordinary | CFD | Reducing a short position | 82 | 26.4112 GBP |
USD 0.54945 ordinary | CFD | Reducing a long position | 789 | 26.4114 GBP |
USD 0.54945 ordinary | CFD | Reducing a long position | 47 | 26.4114 GBP |
USD 0.54945 ordinary | CFD | Reducing a long position | 35 | 26.4114 GBP |
USD 0.54945 ordinary | CFD | Reducing a long position | 43 | 26.4114 GBP |
USD 0.54945 ordinary | CFD | Opening a short position | 62 | 26.4114 GBP |
USD 0.54945 ordinary | CFD | Increasing a long position | 5,110 | 26.4298 GBP |
USD 0.54945 ordinary | CFD | Opening a short position | 1,303 | 26.4300 GBP |
USD 0.54945 ordinary | CFD | Reducing a long position | 628 | 26.4353 GBP |
USD 0.54945 ordinary | CFD | Increasing a short position | 13,355 | 26.4406 GBP |
USD 0.54945 ordinary | CFD | Increasing a short position | 70,290 | 26.4406 GBP |
USD 0.54945 ordinary | CFD | Opening a short position | 7,711 | 26.4432 GBP |
USD 0.54945 ordinary | CFD | Increasing a short position | 5,342 | 26.4533 GBP |
USD 0.54945 ordinary | CFD | Increasing a short position | 28,116 | 26.4533 GBP |
USD 0.54945 ordinary | CFD | Reducing a short position | 292 | 26.4554 GBP |
USD 0.54945 ordinary | CFD | Reducing a short position | 251 | 26.4554 GBP |
USD 0.54945 ordinary | CFD | Reducing a short position | 30 | 26.4555 GBP |
USD 0.54945 ordinary | CFD | Reducing a long position | 112 | 26.4644 GBP |
USD 0.54945 ordinary | CFD | Opening a short position | 655 | 26.4644 GBP |
USD 0.54945 ordinary | CFD | Opening a short position | 1,000 | 26.4742 GBP |
USD 0.54945 ordinary | CFD | Opening a short position | 1,500 | 26.4742 GBP |
USD 0.54945 ordinary | CFD | Increasing a short position | 5,342 | 26.4743 GBP |
USD 0.54945 ordinary | CFD | Increasing a short position | 28,117 | 26.4743 GBP |
USD 0.54945 ordinary | CFD | Increasing a short position | 6,410 | 26.4768 GBP |
USD 0.54945 ordinary | CFD | Increasing a short position | 33,740 | 26.4768 GBP |
USD 0.54945 ordinary | CFD | Reducing a short position | 513 | 26.4964 GBP |
USD 0.54945 ordinary | CFD | Reducing a short position | 441 | 26.4967 GBP |
USD 0.54945 ordinary | CFD | Reducing a short position | 43 | 26.4971 GBP |
USD 0.54945 ordinary | CFD | Increasing a short position | 5,342 | 26.4983 GBP |
USD 0.54945 ordinary | CFD | Increasing a short position | 28,117 | 26.4983 GBP |
USD 0.54945 ordinary | CFD | Increasing a short position | 6,057 | 26.5105 GBP |
USD 0.54945 ordinary | CFD | Increasing a short position | 31,878 | 26.5105 GBP |
USD 0.54945 ordinary | CFD | Increasing a short position | 29,774 | 26.5191 GBP |
USD 0.54945 ordinary | CFD | Increasing a short position | 11,061 | 26.5191 GBP |
USD 0.54945 ordinary | CFD | Increasing a short position | 18,759 | 26.5191 GBP |
USD 0.54945 ordinary | CFD | Increasing a short position | 3,488 | 26.5191 GBP |
USD 0.54945 ordinary | CFD | Increasing a short position | 3,468 | 26.5191 GBP |
USD 0.54945 ordinary | CFD | Increasing a short position | 8,449 | 26.5191 GBP |
USD 0.54945 ordinary | CFD | Opening a short position | 22,256 | 26.5263 GBP |
USD 0.54945 ordinary | CFD | Opening a short position | 117,139 | 26.5263 GBP |
USD 0.54945 ordinary | CFD | Reducing a long position | 589 | 26.5314 GBP |
USD 0.54945 ordinary | CFD | Increasing a short position | 75,000 | 26.5497 GBP |
USD 0.54945 ordinary | CFD | Opening a short position | 5,003 | 26.6207 GBP |
USD 0.54945 ordinary | CFD | Opening a short position | 930 | 26.6207 GBP |
USD 0.54945 ordinary | CFD | Opening a short position | 2,950 | 26.6207 GBP |
USD 0.54945 ordinary | CFD | Opening a short position | 925 | 26.6207 GBP |
USD 0.54945 ordinary | CFD | Opening a short position | 7,940 | 26.6207 GBP |
USD 0.54945 ordinary | CFD | Opening a short position | 2,253 | 26.6207 GBP |
USD 0.54945 ordinary | CFD | Reducing a short position | 85 | 26.6375 GBP |
USD 0.54945 ordinary | CFD | Reducing a short position | 73 | 26.6376 GBP |
USD 0.54945 ordinary | CFD | Reducing a short position | 220 | 26.6409 GBP |
USD 0.54945 ordinary | CFD | Reducing a short position | 254 | 26.6422 GBP |
USD 0.54945 ordinary | CFD | Reducing a short position | 3 | 26.6441 GBP |
USD 0.54945 ordinary | CFD | Reducing a short position | 21 | 26.6572 GBP |
USD 0.54945 ordinary | CFD | Reducing a short position | 8 | 26.6655 GBP |
USD 0.54945 ordinary | CFD | Reducing a short position | 25 | 26.6869 GBP |
USD 0.54945 ordinary | CFD | Reducing a short position | 33 | 26.6890 GBP |
USD 0.54945 ordinary | CFD | Reducing a short position | 22 | 26.6928 GBP |
USD 0.54945 ordinary | CFD | Opening a long position | 5,000 | 26.7993 GBP |
USD 0.54945 ordinary | CFD | Opening a short position | 302,100 | 26.8366 GBP |
USD 0.54945 ordinary | CFD | Reducing a short position | 2,633 | 32.7204 USD |
USD 0.54945 ordinary | SWAP | Increasing a long position | 2,806 | 26.3791 GBP |
USD 0.54945 ordinary | SWAP | Reducing a long position | 4,553 | 26.4616 GBP |
USD 0.54945 ordinary | SWAP | Reducing a long position | 2,633 | 615.8368 ZAR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security
Product description e.g. call option
Writing, purchasing, selling, varying etc.
Number of securities to which option relates
Exercise price per unit
Type
e.g. American, European etc.
Expiry date
Option money paid/ received per unit
(ii) Exercise
Class of relevant security
Product description
e.g. call option
Exercising / exercised against
Number of securities
Exercise price per unit
(d) Other dealings (including subscribing for new securities)
Class of relevant security
Nature of dealing
e.g. subscription, conversion
Details
Price per unit (if applicable)
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
NONE
| Date of disclosure: | 29 April 2024 |
| Contact name: | Papa Lette and Andrzej Szyszka |
| Telephone number: | +33(1) 4212 1459 / +48(22) 317 4817 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
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